2022-2023 University Catalog 
    Jun 13, 2024  
2022-2023 University Catalog [ARCHIVED CATALOG]

FIN 313 - Investment Company and Variable Products

3 Credits

This course is designed to prepare you to take the FINRA Series 6 Investment Company and Variable Contracts Products Representative Examination. The Series 6 exam qualifies the individual to compete for sales positions in the mutual fund or insurance industries. Individuals who take the Series 6 are certified to sell and open customer accounts for variable annuities, mutual fund shares, retirement plans and other insurance-related products. Upon completion of the course, and successfully passing all examinations and quizzes in this course, the student will be adequately prepared with the requisite knowledge to sit for the examination and presumably pass the examination. No guarantee that the student will pass the exam is made hereby or represented by the University or Malcolm Baldrige School of Business.

The Series 6 does not qualify an individual to sell stocks, bonds, or options. Individuals must be sponsored by a FINRA member firm to sit for the Series 6 Exam. For more information, please go to the following link: http://www.finra.org/industry/registration-qualificaiton-exams.
Prerequisites: FIN 280  or permission of the Academic Department.